14 Using Indexes and Clusters

14.1.1 Tuning the Logical Structure

Although query optimization helps avoid the use of nonselective indexes within query execution, the SQL engine must continue to maintain all indexes defined against a table, regardless of whether they are used. Index maintenance can present a significant CPU and I/O resource demand in any write-intensive application. In other words, do not build indexes unless necessary.

To maintain optimal performance, drop indexes that an application is not using. You can find indexes that are not being used by using the ALTER INDEX MONITORING USAGE functionality over a period of time that is representative of your workload. This monitoring feature records whether or not an index has been used. If you find that an index has not been used, then drop it. Make sure you are monitoring a representative workload to avoid dropping an index which is used, but not by the workload you sampled.

Also, indexes within an application sometimes have uses that are not immediately apparent from a survey of statement execution plans. An example of this is a foreign key index on a parent table, which prevents share locks from being taken out on a child table.

If you are deciding whether to create new indexes to tune statements, then you can also use the EXPLAIN PLAN statement to determine whether the optimizer will choose to use these indexes when the application is run. If you create new indexes to tune a statement that is currently parsed, then Oracle invalidates the statement.

When the statement is next parsed, the optimizer automatically chooses a new execution plan that could potentially use the new index. If you create new indexes on a remote database to tune a distributed statement, then the optimizer considers these indexes when the statement is next parsed.

Note that creating an index to tune one statement can affect the optimizer's choice of execution plans for other statements. For example, if you create an index to be used by one statement, then the optimizer can choose to use that index for other statements in the application as well. For this reason, reexamine the application's performance and execution plans, and rerun the SQL trace facility after you have tuned those statements that you initially identified for tuning.

14.1.2 Index Tuning using the SQLAccess Advisor

The SQLAccess Advisor is an alternative to manually determining which indexes are required. This advisor recommends a set of indexes when invoked from Advisor Central in Oracle Enterprise Manager or run through the DBMS_ADVISOR package APIs. The SQLAccess Advisor either recommends using a workload or it generates a hypothetical workload for a specified schema. Various workload sources are available, such as the current contents of the SQL Cache, a user defined set of SQL statements, or a SQL Tuning set. Given a workload, the SQLAccess Advisor generates a set of recommendations from which you can select the indexes that are to be implemented. An implementation script is provided which can be executed manually or automatically through Oracle Enterprise Manager. For information on the SQLAccess Advisor, see "Overview of the SQL Access Advisor".

14.1.3 Choosing Columns and Expressions to Index

A key is a column or expression on which you can build an index. Follow these guidelines for choosing keys to index:

• Consider indexing keys that are used frequently in WHERE clauses.

• Consider indexing keys that are used frequently to join tables in SQL statements. For more information on optimizing joins, see the section "Using Hash Clusters for Performance".

• Choose index keys that have high selectivity. The selectivity of an index is the percentage of rows in a table having the same value for the indexed key. An index's selectivity is optimal if few rows have the same value.

  Note:

  Oracle automatically creates indexes, or uses existing indexes, on the keys and expressions of unique and primary keys that you define with integrity constraints.

  Indexing low selectivity columns can be helpful if the data distribution is skewed so that one or two values occur much less often than other values.

• Do not use standard B-tree indexes on keys or expressions with few distinct values. Such keys or expressions usually have poor selectivity and therefore do not optimize performance unless the frequently selected key values appear less frequently than the other key values. You can use bitmap indexes effectively in such cases, unless the index is modified frequently, as in a high concurrency OLTP application.

• Do not index columns that are modified frequently. UPDATE statements that modify indexed columns and INSERT and DELETE statements that modify indexed tables take longer than if there were no index. Such SQL statements must modify data in indexes as well as data in tables. They also generate additional undo and redo.

• Do not index keys that appear only in WHERE clauses with functions or operators. A WHERE clause that uses a function, other than MIN or MAX, or an operator with an indexed key does not make available the access path that uses the index except with function-based indexes.

• Consider indexing foreign keys of referential integrity constraints in cases in which a large number of concurrent INSERT, UPDATE, and DELETE statements access the parent and child tables. Such an index allows UPDATEs and DELETEs on the parent table without share locking the child table.

• When choosing to index a key, consider whether the performance gain for queries is worth the performance loss for INSERTs, UPDATEs, and DELETEs and the use of the space required to store the index. You might want to experiment by comparing the processing times of the SQL statements with and without indexes. You can measure processing time with the SQL trace facility.

  See Also:

  Oracle Database Application Developer's Guide - Fundamentals for more information on the effects of foreign keys on locking

14.1.4 Choosing Composite Indexes

A composite index contains more than one key column. Composite indexes can provide additional advantages over single-column indexes:

• Improved selectivity

  Sometimes two or more columns or expressions, each with poor selectivity, can be combined to form a composite index with higher selectivity.

• Reduced I/O

  If all columns selected by a query are in a composite index, then Oracle can return these values from the index without accessing the table.

A SQL statement can use an access path involving a composite index if the statement contains constructs that use a leading portion of the index.

A leading portion of an index is a set of one or more columns that were specified first and consecutively in the list of columns in the CREATE INDEX statement that created the index. Consider this CREATE INDEX statement:

CREATE INDEX comp_ind 
ON table1(x, y, z);

• x, xy, and xyz combinations of columns are leading portions of the index

• yz, y, and z combinations of columns are not leading portions of the index

14.1.5 Writing Statements That Use Indexes

Even after you create an index, the optimizer cannot use an access path that uses the index simply because the index exists. The optimizer can choose such an access path for a SQL statement only if it contains a construct that makes the access path available. To allow the query optimizer the option of using an index access path, ensure that the statement contains a construct that makes such an access path available.

14.1.6 Writing Statements That Avoid Using Indexes

In some cases, you might want to prevent a SQL statement from using an access path that uses an existing index. You might want to do this if you know that the index is not very selective and that a full table scan would be more efficient. If the statement contains a construct that makes such an index access path available, then you can force the optimizer to use a full table scan through one of the following methods:

• Use the NO_INDEX hint to give the query optimizer maximum flexibility while disallowing the use of a certain index.

• Use the FULL hint to instruct the optimizer to choose a full table scan instead of an index scan.

• Use the INDEX or INDEX_COMBINE hints to instruct the optimizer to use one index or a set of listed indexes instead of another.

  See Also:

  Chapter 19, "Using Optimizer Hints" for more information on the NO_INDEX, FULL, INDEX, INDEX_COMBINE, and AND_EQUAL hints

Parallel execution uses indexes effectively. It does not perform parallel index range scans, but it does perform parallel index lookups for parallel nested loop join execution. If an index is very selective (there are few rows for each index entry), then it might be better to use sequential index lookup rather than parallel table scan.

14.1.7 Re-creating Indexes

You might want to re-create an index to compact it and minimize fragmented space, or to change the index's storage characteristics. When creating a new index that is a subset of an existing index or when rebuilding an existing index with new storage characteristics, Oracle might use the existing index instead of the base table to improve the performance of the index build.

However, there are cases where it can be beneficial to use the base table instead of the existing index. Consider an index on a table on which a lot of DML has been performed. Because of the DML, the size of the index can increase to the point where each block is only 50% full, or even less. If the index refers to most of the columns in the table, then the index could actually be larger than the table. In this case, it is faster to use the base table rather than the index to re-create the index.

Use the ALTER INDEX ... REBUILD statement to reorganize or compact an existing index or to change its storage characteristics. The REBUILD statement uses the existing index as the basis for the new one. All index storage statements are supported, such as STORAGE (for extent allocation), TABLESPACE (to move the index to a new tablespace), and INITRANS (to change the initial number of entries).

Usually, ALTER INDEX ... REBUILD is faster than dropping and re-creating an index, because this statement uses the fast full scan feature. It reads all the index blocks using multiblock I/O, then discards the branch blocks. A further advantage of this approach is that the old index is still available for queries while the rebuild is in progress.

14.1.8 Compacting Indexes

You can coalesce leaf blocks of an index by using the ALTER INDEX statement with the COALESCE option. This option lets you combine leaf levels of an index to free blocks for reuse. You can also rebuild the index online.

14.1.9 Using Nonunique Indexes to Enforce Uniqueness

You can use an existing nonunique index on a table to enforce uniqueness, either for UNIQUE constraints or the unique aspect of a PRIMARY KEY constraint. The advantage of this approach is that the index remains available and valid when the constraint is disabled. Therefore, enabling a disabled UNIQUE or PRIMARY KEY constraint does not require rebuilding the unique index associated with the constraint. This can yield significant time savings on enable operations for large tables.

Using a nonunique index to enforce uniqueness also lets you eliminate redundant indexes. You do not need a unique index on a primary key column if that column already is included as the prefix of a composite index. You can use the existing index to enable and enforce the constraint. You also save significant space by not duplicating the index. However, if the existing index is partitioned, then the partitioning key of the index must also be a subset of the UNIQUE key; otherwise, Oracle creates an additional unique index to enforce the constraint.

14.1.10 Using Enabled Novalidated Constraints

An enabled novalidated constraint behaves similarly to an enabled validated constraint for new data. Placing a constraint in the enabled novalidated state signifies that any new data entered into the table must conform to the constraint. Existing data is not checked. By placing a constraint in the enabled novalidated state, you enable the constraint without locking the table.

If you change a constraint from disabled to enabled, then the table must be locked. No new DML, queries, or DDL can occur, because there is no mechanism to ensure that operations on the table conform to the constraint during the enable operation. The enabled novalidated state prevents operations violating the constraint from being performed on the table.

An enabled novalidated constraint can be validated with a parallel, consistent-read query of the table to determine whether any data violates the constraint. No locking is performed, and the enable operation does not block readers or writers to the table. In addition, enabled novalidated constraints can be validated in parallel: Multiple constraints can be validated at the same time and each constraint's validity check can be determined using parallel query.

Use the following approach to create tables with constraints and indexes:

1. Create the tables with the constraints. NOT NULL constraints can be unnamed and should be created enabled and validated. All other constraints (CHECK, UNIQUE, PRIMARY KEY, and FOREIGN KEY) should be named and created disabled.

   Note:

   By default, constraints are created in the ENABLED state.

2. Load old data into the tables.

3. Create all indexes, including indexes needed for constraints.

4. Enable novalidate all constraints. Do this to primary keys before foreign keys.

5. Allow users to query and modify data.

6. With a separate ALTER TABLE statement for each constraint, validate all constraints. Do this to primary keys before foreign keys. For example,

   CREATE TABLE t (a NUMBER CONSTRAINT apk PRIMARY KEY DISABLE,
   b NUMBER NOT NULL);
   CREATE TABLE x (c NUMBER CONSTRAINT afk REFERENCES t DISABLE);
   

Now you can use Import or Fast Loader to load data into table t.

CREATE UNIQUE INDEX tai ON t (a); 
CREATE INDEX tci ON x (c); 
ALTER TABLE t MODIFY CONSTRAINT apk ENABLE NOVALIDATE;
ALTER TABLE x MODIFY CONSTRAINT afk ENABLE NOVALIDATE;

At this point, users can start performing INSERTs, UPDATEs, DELETEs, and SELECTs on table t.

ALTER TABLE t ENABLE CONSTRAINT apk;
ALTER TABLE x ENABLE CONSTRAINT afk;

Now the constraints are enabled and validated.